Market data managers face the constant challenge of managing an ever-growing volume of information while ensuring accuracy, timeliness, and compliance. At the heart of these operations lies a critical factor that can either streamline processes or introduce unnecessary friction: vendor interoperability.
Due to their sensitivity, communications in certain industries are heavily regulated by the SEC and the DOJ. As personal communications applications like WeChat and Skype continue to gain popularity, it is critical that you put systems in place to control and maintain proper communications record keeping through policies, infrastructure, and monitoring. Join us as we dive deep into this topic with Neil Smith and Hayley Trahan-Liptak from K&L Gates and discuss how you can ensure compliance.
